Upcoming CIRO Proficiency Regime Changes in
the Canadian Securities Industry

The upcoming changes to the CIRO proficiency regime represent a major shift in the Canadian securities industry education model. These changes aim to ensure that securities professionals are well-equipped to meet the challenges of a dynamic financial sector landscape while maintaining high standards of ethics and professionalism. SeeWhy Learning is here to support you every step of the way. Click HERE to stay informed and to ask questions about how SeeWhy Learning can support you and/or your firm.

Executive Summary from Cory Snyder, Director, SeeWhy Learning: CIRO Proficiency Changes

You may have heard things are changing

The landscape of CIRO proficiency requirements is evolving, and we at SeeWhy Financial Learning are prepared to lead this transition smoothly and efficiently.

A Proven Track Record

For the past 15 years, SeeWhy has been a dominant player in the Canadian exam preparation space. Our commitment to excellence and our proven methodologies have helped countless professionals achieve their certification goals.

Your Success is Our Priority

Rest assured, you are, and will continue to be, in good hands with SeeWhy. Our dedication to your success remains unwavering as we navigate these changes together.

Building on Strong Foundations

We are already developing new programs by leveraging our existing content and vast knowledge in this field. This ensures that our updated offerings will be both comprehensive and effective.

Innovative and Up-to-Date Content

Our team is committed to creating more great content using the latest technology. By staying at the forefront of educational advancements, we ensure that our materials meet the highest standards and cater to the needs of today’s learners.

A Dedicated and Excited Team

While the changes will require significant effort on our part, our team is excited and fully engaged in this process. We are dedicated to ensuring a seamless transition and maintaining the quality you expect from us.

Stay Tuned for Updates

We can’t wait to share more with you as the transition occurs. Keep an eye out for updates and new developments as we continue to enhance our programs to meet the new CIRO proficiency standards.

In summary, while changes are on the horizon, our commitment to your success remains steadfast. With our expertise, innovative approach, and dedicated team, SeeWhy is well-positioned to continue providing top-notch exam preparation services. We look forward to supporting you through this transition and beyond.

Key Changes

  1. Updated Proficiency Requirements
    CIRO will implement new proficiency requirements that will impact all individuals seeking registration in the securities industry. These requirements will include:
    • Enhanced Educational Standards: New exams that reflect the latest developments and complexities in the securities industry.
    • Ongoing Professional Development: Mandatory continuing education programs to ensure that registered individuals keep their knowledge and skills up to date.

  2. New Registration Categories
    The new regime introduces additional registration categories to better align with the evolving roles within the industry. These categories will help streamline the registration process and ensure that individuals are appropriately qualified for their specific roles.

  3. Increased Focus on Ethics and Conduct
    Ethics and professional conduct will be a cornerstone of the new proficiency regime. All registrants will be required to undergo rigorous training and assessment in these areas, ensuring a high standard of ethical behaviour across the industry.

  4. Technological Competence
    With the rapid advancement of technology in the financial sector, CIRO's new regime will place a greater emphasis on technological competence. Registrants will need to demonstrate proficiency in the latest digital tools and platforms used in securities trading and compliance.

How SeeWhy Learning is Preparing for the Changes

SeeWhy Learning is committed to helping professionals in the securities industry navigate these upcoming changes seamlessly. Our preparation strategy includes:

Updated Course Material

We are updating all our course materials to align with the new CIRO proficiency requirements. This includes the latest information on educational standards, ethics, conduct, and technological competence.

Enhanced Training Programs

SeeWhy Learning will offer enhanced training programs specifically designed to meet the new standards. Our programs will include interactive modules, practice exams, and exam-writing strategies to ensure comprehensive understanding and preparation.

Ongoing Support

We understand that transitioning to the new regime can be challenging. Therefore, we will be making support through webinars and one-on-one coaching available to help our learners succeed.

Information for Dealers and Stakeholders

If you are a dealer or stakeholder looking to find out more about how SeeWhy Learning can help your new and existing registrants prepare for the licensing exams under the new CIRO proficiency regime, please fill out our inquiry form here.

For more detailed information on CIRO’s upcoming changes, please visit the following links:

Member Firm Support

For more information, please visit CIRO's official website or contact their support team at [email protected].

If you are a dealer or stakeholder looking to find out more about how SeeWhy Learning can help your new and existing registrants prepare for the licensing exams under the new CIRO proficiency regime, please fill out our inquiry form.

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